Securities services
Um mit der regulatorischen Landschaft Schritt zu halten, veröffentlicht unser Public-Affairs-Team regelmäßige Updates zu regulatorischen Themen, die vorbereitet werden und bereits eine eingehende Analyse ihrer Auswirkungen enthalten.
Eine Zusammenfassung des vorherigen Quartals ermöglicht es Ihnen, mit den jüngsten Nachrichten Schritt zu halten.
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09 Sep 2021
Flashnews: CSDR – where do we stand?
On 1 July, the European Commission (EC) published its report resulting from consultations carried out both in the...
Flashnews: CSDR – where do we stand?
On 1 July, the European Commission (EC) published its report resulting from consultations carried out both in the...
Regulatorik
On 1 July, the European Commission (EC) published its report resulting from consultations carried out both in the context of the revision of CSDR (CSDR2) and in the context of the EC 2021 economic recovery programme (CSDR Refit).
Flashnews: CSDR – where do we stand?
29 Jul 2021
Flashnews: PRIIPs Regulation - Update on July 2021
The European Commission launched a Consultation on 15 July 2021 proposing the extension of the exemption period for the...
Flashnews: PRIIPs Regulation - Update on July 2021
The European Commission launched a Consultation on 15 July 2021 proposing the extension of the exemption period for the...
Regulatorik
The European Commission launched a Consultation on 15 July 2021 proposing the extension of the exemption period for the UCITS KIID from the PRIIPs regulation until 30 June 2022, instead of 31 December 2021.
Flashnews: PRIIPs Regulation - Update on July 2021
05 Jul 2021
Flash Video - Asset management: The challenges of SFDR's new "green" reporting
The ESG reporting came into force on 10 March 2021. What exactly does this reporting mean for asset managers? What does...
Flash Video - Asset management: The challenges of SFDR's new "green" reporting
The ESG reporting came into force on 10 March 2021. What exactly does this reporting mean for asset managers? What does...
Regulatorik
The ESG reporting came into force on 10 March 2021. What exactly does this reporting mean for asset managers? What does it imply and require in terms of preparation & resources? Discover the point of view of our expert Jean-Pierre Gomez.
Flash Video - Asset management: The challenges of SFDR's new "green" reporting
02 Jun 2021
Flashnews: Where to find the data to calculate penalties? (CSDR - SDR 2022)
ESMA has just published a new version of its CSDR Q&A (May 28, 2021), specifying the register and databases CSDs should...
Flashnews: Where to find the data to calculate penalties? (CSDR - SDR 2022)
ESMA has just published a new version of its CSDR Q&A (May 28, 2021), specifying the register and databases CSDs should...
Regulatorik
ESMA has just published a new version of its CSDR Q&A (May 28, 2021), specifying the register and databases CSDs should use to apply the penalties:
Flashnews: Where to find the data to calculate penalties? (CSDR - SDR 2022)
12 May 2021
The upsurge in the unlisted sector requires the digitalisation of processes
Investments in private equity, private debt, infrastructures or real estate are a response to investors’ search for...
The upsurge in the unlisted sector requires the digitalisation of processes
Investments in private equity, private debt, infrastructures or real estate are a response to investors’ search for...
ESG/CSR
Investments in private equity, private debt, infrastructures or real estate are a response to investors’ search for performance, as well as meaning. These increasingly sought-after real assets are facing unprecedented momentum and volumes.
The upsurge in the unlisted sector requires the digitalisation of processes
30 Mar 2021
Luxembourg’s fund industry is ripe for growth
Sustainable finance, innovation and Brexit present a number of opportunities for Luxembourg’s fund industry. According...
Luxembourg’s fund industry is ripe for growth
Sustainable finance, innovation and Brexit present a number of opportunities for Luxembourg’s fund industry. According...
Marktperspektiven
Sustainable finance, innovation and Brexit present a number of opportunities for Luxembourg’s fund industry. According to Mathieu Maurier, Country Head of Societe Generale Securities Services in Luxembourg, we can seize these opportunities by taking a collaborative approach and being receptive to change.
Luxembourg’s fund industry is ripe for growth
24 Feb 2021
Flashnews: Cleared derivatives: The new regulation finally published!
On 17 February 2021, Delegated Regulation 2021/237 was published in the Union Official Journal. Entered into force the...
Flashnews: Cleared derivatives: The new regulation finally published!
On 17 February 2021, Delegated Regulation 2021/237 was published in the Union Official Journal. Entered into force the...
Regulatorik
On 17 February 2021, Delegated Regulation 2021/237 was published in the Union Official Journal. Entered into force the day after its publication, this text amends the three delegated regulations on the clearing obligation (products concerned, date of entry into force...), namely 2015/2205 and 2016/1178 for interest rate derivatives and 2016/592 for credit...
Flashnews: Cleared derivatives: The new regulation finally published!
24 Feb 2021
Green finance: Two regulations for financial market players
Discover the two new green finance regulations governing sustainability-related information and their legal & technical...
Green finance: Two regulations for financial market players
Discover the two new green finance regulations governing sustainability-related information and their legal & technical...
Regulatorik
Discover the two new green finance regulations governing sustainability-related information and their legal & technical framework in the financial services sector: SFDR (Sustainable Finance Disclosure Regulation) and Taxonomy.
Green finance: Two regulations for financial market players
23 Feb 2021
Should the Alternative Investment Fund Managers Directive be reviewed?
The current situation of the Alternative Investment Fund Managers Directive (AIFMD) is marked by the public consultation...
Should the Alternative Investment Fund Managers Directive be reviewed?
The current situation of the Alternative Investment Fund Managers Directive (AIFMD) is marked by the public consultation...
Regulatorik
The current situation of the Alternative Investment Fund Managers Directive (AIFMD) is marked by the public consultation launched by the European Commission with players in the world of alternative investment funds (AIFs), which closed on 29 January 2021.
Should the Alternative Investment Fund Managers Directive be reviewed?
19 Feb 2021
Flashnews: Uncleared derivatives: the end of a long wait
The last attempt by European regulators (ESMA, EBA and EIOPA: ESAs) will have been the right one. Delegated Regulation...
Flashnews: Uncleared derivatives: the end of a long wait
The last attempt by European regulators (ESMA, EBA and EIOPA: ESAs) will have been the right one. Delegated Regulation...
Regulatorik
The last attempt by European regulators (ESMA, EBA and EIOPA: ESAs) will have been the right one. Delegated Regulation 2021/236, published on 17 February 2021 in the Union Official Journal and entered into force the following day, closes a long period of uncertainty and questioning for the industry.
Flashnews: Uncleared derivatives: the end of a long wait
27 Jan 2021
Flashnews: The settlement discipline regime (CSDR) SDR 2022
A few days before the fateful date of February 1, 2021, it is now official, the settlement disciplines regime will only...
Flashnews: The settlement discipline regime (CSDR) SDR 2022
A few days before the fateful date of February 1, 2021, it is now official, the settlement disciplines regime will only...
Regulatorik
A few days before the fateful date of February 1, 2021, it is now official, the settlement disciplines regime will only come into force in one year, namely February 1, 2022.
Flashnews: The settlement discipline regime (CSDR) SDR 2022
26 Jan 2021
All eyes on emerging and frontier markets
Low interest rates and distorted equity prices in developed markets are forcing institutional investors to re-think...
All eyes on emerging and frontier markets
Low interest rates and distorted equity prices in developed markets are forcing institutional investors to re-think...
Marktperspektiven
Low interest rates and distorted equity prices in developed markets are forcing institutional investors to re-think their portfolio exposures. As a result, some investors are starting to seek out alpha opportunities in emerging and frontier markets.
All eyes on emerging and frontier markets
21 Jan 2021
Eric de Nexon's Regulatory Chronicle - January 2021
As I have done in previous years, I will dedicate this letter for the month of January to discussing the most important...
Eric de Nexon's Regulatory Chronicle - January 2021
As I have done in previous years, I will dedicate this letter for the month of January to discussing the most important...
Regulatorik
As I have done in previous years, I will dedicate this letter for the month of January to discussing the most important topics to be dealt with in this new year, as well as in the years ahead.
Eric de Nexon's Regulatory Chronicle - January 2021
12 Jan 2021
Regulatory changes in the Swiss market
New rules for cross-border financial services into the Swiss market. Asset Managers, along with other Financial Service...
Regulatory changes in the Swiss market
New rules for cross-border financial services into the Swiss market. Asset Managers, along with other Financial Service...
Regulatorik
New rules for cross-border financial services into the Swiss market.
Asset Managers, along with other Financial Service Providers (FSPs), may have to review the way they distribute their funds in Switzerland as a new regulatory framework has entered into force.
Regulatory changes in the Swiss market
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Regulatory News
Find out moreMain Market Initiatives
On-going Market Initiatives
- Main Market Initiatives - General Overview
- SRD - Shareholder Rights Directive
- IORP - Institutions for Occupational Retirement Provision
- MIFID II /MIFIR - Markets in Financial Instruments Directive & Regulation
- EMIR Regulation - European Market Infrastructure Regulation / Derivative Products
- T2SProject - Target 2 Securities Project - CSD Settlement & Delivery Platform
- CSDR - Central Securities Depositories Regulation
- AIFM Directive - Alternative Investment Funds Managers Directive
- UCITS V Directive - Undertakings for Collective Investment in Transferable Securities
- EuVECA/EuSEF - Venture capital funds and social entrepreneurship funds
- CBFD - Cross Border Fund Distribution
- PRIIPs Regulation - Packaged Retail and Insurance-based Investment Products
- BMR - Benchmark Regulation
- SFT - Securities Financing Transactions Regulation
Other Market Initiatives
- UCITS I-IV Directive - Undertakings for Collective Investments in Transferable Securities I-IV Directive
- MiFID 1 - Markets in Financial Instruments Directive 1
- SHORT SELLING - Regulation on Short selling and certain aspects of credit default swaps
- SOLVENCY II Directive
- T+2 - Harmonising settlement cycles
- LEI - Legal Entity Identifier CFTC Interim Compliant Identifier (CICI)
- FTT - Financial Transaction Tax (France)
- FATCA Legislation - Foreign Account Task Compliance Act Legislation
- DODD-FRANK ACT (Title VII)
- Shadow Banking
- MMFR - Money market funds Regulation
- ELTIFs - European Long-Term Investment Funds
- COLLATERAL Directive
- FINALITY Directive
- Recovery & Resolution (for non banks)
Regulatorische Videos
02
Jul
2021
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
Watch Jean-Pierre Gomez' interview on SFDR.
Watch Jean-Pierre Gomez' interview on SFDR.
Regulatory
Watch Jean-Pierre Gomez' interview on SFDR.
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting11
May
2021
Consultation on the European Settlement Finality Directive (SFD)
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
Regulatory
The European settlement Finality Directive is currently under review.
What is the original purpose of the directive? What is the reason for this review by the European Commission and which entities would be most affected by the revision of the directive?
Consultation on the European Settlement Finality Directive (SFD)10
May
2021
The new challenges of General Meetings
At the end of January 2021, AFTI (French Association of Securities Professionals) published a methodological guide for...
At the end of January 2021, AFTI (French Association of Securities Professionals) published a methodological guide for...
Regulatory
At the end of January 2021, AFTI (French Association of Securities Professionals) published a methodological guide for General Meetings.
Has Covid disrupted its implementation? How easy is it to encourage issuers and their shareholders to further digitize their exchanges? A second AFTI guide on the Shareholders' Rights Directive was published in July 2020,...
The new challenges of General Meetings21
Jan
2021
Eric de Nexon's January 2021 Regulatory Chronicle
Watch Eric de Nexon's regulatory perspectives for 2021.
Watch Eric de Nexon's regulatory perspectives for 2021.
Regulatory
Watch Eric de Nexon's regulatory perspectives for 2021.
Eric de Nexon's January 2021 Regulatory Chronicle21
Jan
2021
François Letondu's interview on Central Bank Digital Currency (CBDC)
François Letondu, Head of macro-sector and macro-financial studies at Societe Generale, explains the concept behind...
François Letondu, Head of macro-sector and macro-financial studies at Societe Generale, explains the concept behind...
Regulatory
François Letondu, Head of macro-sector and macro-financial studies at Societe Generale, explains the concept behind Central Bank Digital Currencies (CBDCs), their links with the Blockchain, the 2 different types of CBDCs and central banks views on the subject.
François Letondu's interview on Central Bank Digital Currency (CBDC)18
Sep
2020
Liquidity stress testing for investment funds
ESMA recently published the French translation of its guidelines on liquidity stress testing for investment funds....
ESMA recently published the French translation of its guidelines on liquidity stress testing for investment funds....
Regulatory
ESMA recently published the French translation of its guidelines on liquidity stress testing for investment funds. Discover what they entail.
Liquidity stress testing for investment funds 18
Sep
2020
Update on Capital Market Union: Phase 2
It was already a year ago that I dedicated my column to the CMU, the Capital Markets Union, which has been close to the...
It was already a year ago that I dedicated my column to the CMU, the Capital Markets Union, which has been close to the...
Regulatory
It was already a year ago that I dedicated my column to the CMU, the Capital Markets Union, which has been close to the European Commission’s heart for a number of years.
Update on Capital Market Union: Phase 2 12
Jun
2020
Interview with David Durouchoux - SG FORGE - Digital Capital Markets
The Deputy CEO of FORGE, David Durouchoux, explains the FORGE project related to Digital Assets activities using the...
The Deputy CEO of FORGE, David Durouchoux, explains the FORGE project related to Digital Assets activities using the...
Regulatory
The Deputy CEO of FORGE, David Durouchoux, explains the FORGE project related to Digital Assets activities using the blockchain technology and its experimentation with the Banque de France to demonstrate the feasibility and credibility of a Euro deposited on a blockchain within the Eurosystem.
Interview with David Durouchoux - SG FORGE - Digital Capital Markets