
Regulatory overview
Discover the latest regulatory news with SGSS' experts.
All you need to know about the Luxembourg RAIF and the future Swiss L-QIF
Jean-Pierre Gomez, Head of Regulatory and Public Affairs Luxembourg, Societe Generale Securities Services Luxembourg
Swiss L-QIF: this new type of fund should be deployed in 2023 and could compete with the Luxembourg RAIF. How do these two types of funds work?
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What is the latest news on Swing Pricing mechanisms and Anti-Dilution Levies (ADL)?
Christian de Beaufort, Market Infrastructures & Regulation, Societe Generale Securities Services
The AMF, the French Financial Market Authority, expressed its support in 2022 for the generalisation of the three liquidity management tools: Gates, Swing Pricing and Anti-Dilution Levies (ADL). On 24 November 2022, the AMF, following October’s update of its DOC-2017-05 policy on Gates, published another update on the introduction of Swing Pricing or ADL mechanisms.
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Discover a general overview of the key regulatory initiatives.
Community and International news
On November 17, 2022, the ESAs published a Q&A for SFDR that provides a lot of detail on the calculation methodologies...
On October 13, 2022, the Delegated Regulation 2022/1930 amending the Delegated Act 2018/1229 was published in the...
On October 11, 2022, the European Parliament’s rapporteur published his draft report on the proposal to revise the...
On October 20, 2022, TARGET consolidation, the merger of Target 2 and Target 2 Securities technological platforms that...
The texts introducing changes in reporting to the Trade Repositories were published in the EU OJ on 7 October 2022,...
The following elements were published in the EU OJ on 28 November 2022:
The MiCA draft regulation was adopted on October 10 by the European Parliament's Economic Affairs Committee (28 votes...
The European Securities and Markets Authority (ESMA) has published its final Guidelines on certain aspects of the MiFID...
On 3 October 2022, the European Union published in its Official Journal the opinion of the European Central Bank of 9...
On 19 October 2022, Council of the EU published the provisional agreement reached on European long-term investment funds...
National news
On October 6, 2022, following the public consultation held in February 2022 on the strengthening of liquidity management...
On 24 November 2022, the AMF (Autorité des Marchés Financiers), following October’s update of its DOC-2017-05 policy on...
On October 12, 2022, the French Financial Markets Authority (AMF) published a summary of SPOT controls on the...
On 2 December 2022, 7 questions/answers from the CSSF were published to clarify certain aspects of Regulation (EU)...
On September 20, 2022, the Commission de Surveillance du Secteur Financier (CSSF) published a FAQ on cross-border fund...
On November 10, 2022, the Swiss Financial Market Supervisory Authority FINMA identified seven significant risks for the...
On 20 October 2022, Bank of Italy published communication on combating money laundering and terrorist financing.
The 25 of October, the Financial Conduct Authority (FCA) proposed a package of new measures including investment product...
CBI clarifies incorporation by reference in a prospectus of annual financial reports prepared in accordance with the...
On November 2, 2022, the Securities and Exchange Commission adopted amendments to Form N-PX to enhance the information...