Um mit der regulatorischen Landschaft Schritt zu halten, veröffentlicht unser Public-Affairs-Team regelmäßige Updates zu regulatorischen Themen, die vorbereitet werden und bereits eine eingehende Analyse ihrer Auswirkungen enthalten.
Eine Zusammenfassung des vorherigen Quartals ermöglicht es Ihnen, mit den jüngsten Nachrichten Schritt zu halten.
Sehen Sie mit SGSS auch Einschränkungen als Chancen !
13 Mar 2023
The impact of the Pilot Regime on market players
The Pilot Regime comes into force in a few days’ time on Thursday, 23 March.
The impact of the Pilot Regime on market players
The Pilot Regime comes into force in a few days’ time on Thursday, 23 March.
Regulatorik
The Pilot Regime comes into force in a few days’ time on Thursday, 23 March.
The impact of the Pilot Regime on market players
10 Mar 2023
Sustainable finance regulations: a driver for the asset management industry?
In recent years, we have seen a significant increase in the importance of CSR issues within the finance industry,...
Sustainable finance regulations: a driver for the asset management industry?
In recent years, we have seen a significant increase in the importance of CSR issues within the finance industry,...
Regulatorik
In recent years, we have seen a significant increase in the importance of CSR issues within the finance industry, driven by the urgency of certain major challenges such as climate change and the decline in biodiversity, as well as an awareness of the levers we have as investors and the potential for value creation within the companies in which we invest.
Sustainable finance regulations: a driver for the asset management industry?
07 Mar 2023
New SWIFT ISO 20022 standard for cash payment messages
Payments in EURO on the TARGET 2, EURO1/STEP1 payment systems will be required to adopt the new SWIFT ISO20022 standard...
New SWIFT ISO 20022 standard for cash payment messages
Payments in EURO on the TARGET 2, EURO1/STEP1 payment systems will be required to adopt the new SWIFT ISO20022 standard...
Regulatorik
Payments in EURO on the TARGET 2, EURO1/STEP1 payment systems will be required to adopt the new SWIFT ISO20022 standard as of 20 March 2023. The SWIFT ISO 20022 standard thus becomes the new defined standard for financial messages, in particular payment messages, which will be deployed between March 2023 and November 2025 (due to the delayed start announced in...
New SWIFT ISO 20022 standard for cash payment messages
17 Feb 2023
AFME Post Trade - US T+1 - Date Confirmed May 28 2024
On the 15 February 2023, the Securities and Exchange Commission adopted rule changes to shorten the standard settlement...
AFME Post Trade - US T+1 - Date Confirmed May 28 2024
On the 15 February 2023, the Securities and Exchange Commission adopted rule changes to shorten the standard settlement...
Regulatorik
On the 15 February 2023, the Securities and Exchange Commission adopted rule changes to shorten the standard settlement cycle for most broker-dealer transactions in securities from two business days after the trade date (T+2) to one (T+1).
AFME Post Trade - US T+1 - Date Confirmed May 28 2024
16 Feb 2023
SFDR: AMF proposal to introduce minimum environmental standards
The AMF proposes that the European Commission introduce in European law minimum environmental standards that financial...
SFDR: AMF proposal to introduce minimum environmental standards
The AMF proposes that the European Commission introduce in European law minimum environmental standards that financial...
Regulatorik
The AMF proposes that the European Commission introduce in European law minimum environmental standards that financial products should meet to be categorised “Article 9” or “Article 8” under SFDR*.
SFDR: AMF proposal to introduce minimum environmental standards
02 Feb 2023
New Spanish market reform: The active and constructive participation of Societe Generale Securities Services Madrid
The Spanish settlement process is on the cusp of another reform, underpinned by the latest Securities Law which removes...
New Spanish market reform: The active and constructive participation of Societe Generale Securities Services Madrid
The Spanish settlement process is on the cusp of another reform, underpinned by the latest Securities Law which removes...
Regulatorik
The Spanish settlement process is on the cusp of another reform, underpinned by the latest Securities Law which removes the post trade interface.
New Spanish market reform: The active and constructive participation of Societe Generale Securities Services Madrid
01 Feb 2023
CSDR – SDR: ECSDA changes its penalty calendar
The difficulties encountered following the implementation of the penalties in February 2022 (whether on daily and...
CSDR – SDR: ECSDA changes its penalty calendar
The difficulties encountered following the implementation of the penalties in February 2022 (whether on daily and...
Regulatorik
The difficulties encountered following the implementation of the penalties in February 2022 (whether on daily and monthly reporting or on the payment itself) led to the creation of three Task Forces bringing together the various players in the industry.
CSDR – SDR: ECSDA changes its penalty calendar
17 Jan 2023
All you need to know about the Luxembourg RAIF and the future Swiss L-QIF
Swiss L-QIF: this new type of fund should be deployed in 2023 and could compete with the Luxembourg RAIF. How do these...
All you need to know about the Luxembourg RAIF and the future Swiss L-QIF
Swiss L-QIF: this new type of fund should be deployed in 2023 and could compete with the Luxembourg RAIF. How do these...
Regulatorik
Swiss L-QIF: this new type of fund should be deployed in 2023 and could compete with the Luxembourg RAIF. How do these two types of funds work?
All you need to know about the Luxembourg RAIF and the future Swiss L-QIF
17 Jan 2023
Liquidity management tools (Swing Pricing and Anti-Dilution Levies)
The AMF, the French Financial Market Authority expressed its support in 2022 for the generalisation of the three...
Liquidity management tools (Swing Pricing and Anti-Dilution Levies)
The AMF, the French Financial Market Authority expressed its support in 2022 for the generalisation of the three...
Regulatorik
The AMF, the French Financial Market Authority expressed its support in 2022 for the generalisation of the three liquidity management tools: Gates, Swing Pricing and Anti-Dilution Levies (ADL). On 24 November 2022, the AMF, following October’s update of its DOC-2017-05 policy on Gates, published another update on the introduction of Swing Pricing or ADL...
Liquidity management tools (Swing Pricing and Anti-Dilution Levies)
12 Jan 2023
What can we learn from the regulatory news of 2022?
Let's take advantage of the end of the year to look back at the 2022 regulatory developments. The year was marked by...
What can we learn from the regulatory news of 2022?
Let's take advantage of the end of the year to look back at the 2022 regulatory developments. The year was marked by...
Regulatorik
Let's take advantage of the end of the year to look back at the 2022 regulatory developments. The year was marked by some progress, much debate and some delays. Let's take a closer look at this regulatory news with a major theme: ESG for all.
What can we learn from the regulatory news of 2022?
12 Dec 2022
Sustainable investments: The European Commission amends its regulations
As part of its sustainable finance action plan with the publication and entry into force of two major regulations (SFDR,...
Sustainable investments: The European Commission amends its regulations
As part of its sustainable finance action plan with the publication and entry into force of two major regulations (SFDR,...
Regulatorik
As part of its sustainable finance action plan with the publication and entry into force of two major regulations (SFDR, EU Regulation 2019/2088, and Framework Regulation, EU Regulation 2020/852, known as the Taxonomy Regulation), the European Commission has had to make changes to other regulations in order to take account of sustainability factors.
Sustainable investments: The European Commission amends its regulations
30 Nov 2022
The AMF is supplementing its policy on liquidity management tools
On 24 November 2022, the AMF (Autorité des Marchés Financiers), following October’s update of its DOC-2017-05 policy on...
The AMF is supplementing its policy on liquidity management tools
On 24 November 2022, the AMF (Autorité des Marchés Financiers), following October’s update of its DOC-2017-05 policy on...
Regulatorik
On 24 November 2022, the AMF (Autorité des Marchés Financiers), following October’s update of its DOC-2017-05 policy on Gates, published another update relative to the introduction of swing pricing or acquired adjustable rights mechanisms.
The AMF is supplementing its policy on liquidity management tools
22 Nov 2022
SGSS supports you in the production of your SFDR reportings
The SFDR technical standards apply from 1 January 2023.
SGSS supports you in the production of your SFDR reportings
The SFDR technical standards apply from 1 January 2023.
Regulatorik
The SFDR technical standards apply from 1 January 2023.
SGSS supports you in the production of your SFDR reportings
16 Nov 2022
Amendment to the AMF policy to facilitate the implementation of the SFDR
In the context of the entry into application on 1 January 2023 of new transparency requirements for the non-financial...
Amendment to the AMF policy to facilitate the implementation of the SFDR
In the context of the entry into application on 1 January 2023 of new transparency requirements for the non-financial...
Regulatorik
In the context of the entry into application on 1 January 2023 of new transparency requirements for the non-financial approaches of UCITS and AIF managers, the AMF amended on 10 November 2022 its policy on the investor letters.
Amendment to the AMF policy to facilitate the implementation of the SFDR
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Quarterly regulatory overview
Analysis of key regulatory initiatives
On-going regulatory initiatives
- Key regulatory initiatives - General Overview
- AIFM Directive - Alternative Investment Funds Managers Directive
- BMR - Benchmark Regulation
- CBFD - Cross Border Fund Distribution
- CSDR - Central Securities Depositories Regulation
- ELTIFs - European Long-Term Investment Funds
- EMIR Regulation - European Market Infrastructure Regulation / Derivative Products
- EuVECA/EuSEF - Venture capital funds and social entrepreneurship funds
- IORP - Institutions for Occupational Retirement Provision
- MIFID II /MIFIR - Markets in Financial Instruments Directive & Regulation
- MMFR - Money market funds Regulation
- PRIIPs Regulation - Packaged Retail and Insurance-based Investment Products
- Recovery & Resolution (for non banks)
- SFDR/Taxonomy - Green Finance Regulation
- SFT - Securities Financing Transactions Regulation
- SRD - Shareholder Rights Directive
- T2SProject - Target 2 Securities Project - CSD Settlement & Delivery Platform
- UCITS V Directive - Undertakings for Collective Investment in Transferable Securities
Other regulatory initiatives
- Collateral Directive
- Dodd-Frank Wall Street Reform and Consumer Protection Act (Title VII)
- FATCA - Foreign Account Tax Compliance Act
- Finality Directive
- FTT - Financial Transaction Tax (France)
- LEI - Legal Entity Identifier CFTC Interim Compliant Identifier (CICI)
- MIFID I - Markets in Financial Instruments Directive I
- Shadow Banking
- Short selling - Regulation on Short selling and certain aspects of credit default swaps
- Solvency II Directive
- Harmonising settlement cycles at T+2
- UCITS I-IV Directive - Undertakings for Collective Investments in Transferable Securities I-IV
Regulatorische Videos
16
May
2022
Corporate Actions, do you speak 20022?
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate...
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate...
Regulatory
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate Actions. What is it about and why is this change necessary? Interview with Pierre Colladon, Senior Advisor Public Affairs and Regulation at Societe Generale Securities Services.
Corporate Actions, do you speak 20022?16
May
2022
Pilot Regime: an experimental regulation at the service of innovation
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market...
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market...
Regulatory
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market infrastructure, through our interview with Alain Rocher, Head of Knowledge Management at Societe Generale Securities Services.
Pilot Regime: an experimental regulation at the service of innovation24
Jan
2022
"Gates": A solution to address liquidity risk
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market...
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market...
Regulatory
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market Infrastructures & Regulation, SGSS.
"Gates": A solution to address liquidity risk24
Jan
2022
Revision of the AIFM and UCITS Directives – European Commission proposal
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs...
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs...
Regulatory
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs at SGSS.
Revision of the AIFM and UCITS Directives – European Commission proposal16
Nov
2021
The Reserved Alternative Investment Fund: Key features & Advantages
Watch Jean-Pierre Gomez' interview on RAIF.
Watch Jean-Pierre Gomez' interview on RAIF.
Regulatory
Watch Jean-Pierre Gomez' interview on RAIF.
The Reserved Alternative Investment Fund: Key features & Advantages17
Sep
2021
CSD Regulatory
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
02
Jul
2021
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
Watch Jean-Pierre Gomez' interview on SFDR.
Watch Jean-Pierre Gomez' interview on SFDR.
Regulatory
Watch Jean-Pierre Gomez' interview on SFDR.
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting11
May
2021
Consultation on the European Settlement Finality Directive (SFD)
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
Regulatory
The European settlement Finality Directive is currently under review.
What is the original purpose of the directive? What is the reason for this review by the European Commission and which entities would be most affected by the revision of the directive?
Consultation on the European Settlement Finality Directive (SFD)