Regulatorik

 

Um mit der regulatorischen Landschaft Schritt zu halten, veröffentlicht unser Public-Affairs-Team regelmäßige Updates zu regulatorischen Themen, die vorbereitet werden und bereits eine eingehende Analyse ihrer Auswirkungen enthalten.

Eine Zusammenfassung des vorherigen Quartals ermöglicht es Ihnen, mit den jüngsten Nachrichten Schritt zu halten.

Sehen Sie mit SGSS auch Einschränkungen als Chancen !


EMIR    |    UCITS    |    MIFID 2    |    PRIIPS    |    AIFM    |    CSDR    ...
11 Jan 2022
Flash News: EMIR - Recognition given to LCH Ltd and ICE Clear Ltd
ESMA does not currently envisage a withdrawal, even partial, of the recognition granted to LCH Ltd and ICE Clear Ltd but...
Regulatorik
ESMA does not currently envisage a withdrawal, even partial, of the recognition granted to LCH Ltd and ICE Clear Ltd but prefers to propose different measures to limit the risks identified, such as encouraging the clearing parties to reduce their exposure to these CCPs* , implementing alternative solutions, reviewing the role and tools of ESMA or strengthening...
Flash News: EMIR - Recognition given to LCH Ltd and ICE Clear Ltd
03 Jan 2022
Flash News: CSDR - SDR – ESMA’s call to deprioritise buy-in supervision will be followed by the AMF
In its letter published on 17 December 2021*, ESMA took note of the latest developments concerning the future mandatory...
Regulatorik
In its letter published on 17 December 2021*, ESMA took note of the latest developments concerning the future mandatory buy-in requirement.
Flash News: CSDR - SDR – ESMA’s call to deprioritise buy-in supervision will be followed by the AMF
23 Dec 2021
Flashnews: Registraccess
REGISTRACCESS, the interbank platform of the unlisted sector, based on DLT*/Blockchain technology, has now taken a step...
Technologie
REGISTRACCESS, the interbank platform of the unlisted sector, based on DLT*/Blockchain technology, has now taken a step forward by opening up to all establishments in the industry.
Flashnews: Registraccess
09 Dec 2021
Flashnews: Capital Markets Union Impacts on the MIFID2/MIFIR package
On 25 November 2021, the European Commission (EC) published a set of measures on the implementation of the Capital...
Regulatorik
On 25 November 2021, the European Commission (EC) published a set of measures on the implementation of the Capital Markets Union (CMU) in the form of proposals for amendments to existing texts.
Flashnews: Capital Markets Union Impacts on the MIFID2/MIFIR package
30 Nov 2021
Flashnews: Review of AIFM and UCITS Directives – Proposal from the European Commission
The European Commission published on 25 November 2021 a proposal amending AIFM Directive (Directive 2011/61/EU), notably...
Regulatorik
The European Commission published on 25 November 2021 a proposal amending AIFM Directive (Directive 2011/61/EU), notably based on the analysis of the answers to the public consultation on the functioning of this directive that closed on 29 January 2021.
Flashnews: Review of AIFM and UCITS Directives – Proposal from the European Commission
30 Nov 2021
Green Finance: Informed Look at the Regulations with a big R
Asset managers must make the right choices when considering sustainable and responsible investments. Therefore, they...
Regulatorik
Asset managers must make the right choices when considering sustainable and responsible investments. Therefore, they need a clear vision of Sustainable Finance regulations.
Green Finance: Informed Look at the Regulations with a big R
26 Nov 2021
Flashnews: CSDR – SDR Mandatory buy-in will not start next February
The European Parliament agreed on 24 November to a postponement of the starting date of the mandatory buy-in.
Regulatorik
The European Parliament agreed on 24 November to a postponement of the starting date of the mandatory buy-in.
Flashnews: CSDR – SDR Mandatory buy-in will not start next February
22 Nov 2021
Flashnews: Liquidity Management Tools – Rise in power of gates in France
In November 2021, the Bank of France and the AMF published an update of their July 2020 study.
Regulatorik
In November 2021, the Bank of France and the AMF published an update of their July 2020 study.
Flashnews: Liquidity Management Tools – Rise in power of gates in France
18 Nov 2021
Flashnews: CCPs UK - Towards an extension of temporary recognition
In its press release of 10 November 2021, the European Commission (EC) specified its intentions in the case of the...
Regulatorik
In its press release of 10 November 2021, the European Commission (EC) specified its intentions in the case of the British CCPs*.
Flashnews: CCPs UK - Towards an extension of temporary recognition
17 Nov 2021
The Reserved Alternative Investment Fund: Key features & advantages
The RAIF, or Reserved Alternative Investment Fund, is a Luxembourg product. It was launched in 2016 and is subject to...
Regulatorik
The RAIF, or Reserved Alternative Investment Fund, is a Luxembourg product. It was launched in 2016 and is subject to AIFMD. 3 questions to Jean-Pierre Gomez, Head of Regulatory & Public Affairs, SGSS Luxembourg.
The Reserved Alternative Investment Fund: Key features & advantages
25 Oct 2021
Flashnews: Recognition of UK – CCPs Associations write to the Commission
On 16 September, 10 professional associations wrote to the European Commission (EC) asking for an extension of the...
Regulatorik
On 16 September, 10 professional associations wrote to the European Commission (EC) asking for an extension of the equivalence between EU and UK regulations.
Flashnews: Recognition of UK – CCPs Associations write to the Commission
19 Oct 2021
AIFM Directive and the SFDR: changes and impacts on AIFs
Will the AIFM Directive, which came into force in 2013, be affected by the SFDR? Jean-Pierre Gomez, Head of Regulatory...
Regulatorik
Will the AIFM Directive, which came into force in 2013, be affected by the SFDR? Jean-Pierre Gomez, Head of Regulatory & Public Affairs, Societe Generale Securities Services Luxembourg, explains.
AIFM Directive and the SFDR: changes and impacts on AIFs
05 Oct 2021
Flashnews: Integration of sustainability into AIFMD, UCITS and MiFID
Currently AIFMD, UCITS and MiFID do not take into account sustainability risks and Principal Adverse Impacts (PAIs).
Regulatorik
Currently AIFMD, UCITS and MiFID do not take into account sustainability risks and Principal Adverse Impacts (PAIs).
Flashnews: Integration of sustainability into AIFMD, UCITS and MiFID
29 Sep 2021
CSDR – SDR A first positive signal from ESMA
On 14 July 2021, many professional associations had written jointly to the European Comission (EC) and ESMA* to request...
Regulatorik
On 14 July 2021, many professional associations had written jointly to the European Comission (EC) and ESMA* to request that the current mandatory buy-in regime not be implemented in February 2022 (only penalties would apply) and that this decision be formalized as soon as possible to allow the industry to halt its preparatory work. ESMA has just given an...
CSDR – SDR A first positive signal from ESMA
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Regulatorische Videos

11
Jan
2022
Replay Stay Tuned with SGSS - CSDR - 10 Jan 2022
Relive the CSDR webinar of 10 January 2022!
Regulatory
Relive the CSDR webinar of 10 January 2022!
Replay Stay Tuned with SGSS - CSDR - 10 Jan 2022
16
Nov
2021
The Reserved Alternative Investment Fund: Key features & Advantages
Watch Jean-Pierre Gomez' interview on RAIF.
Regulatory
Watch Jean-Pierre Gomez' interview on RAIF.
The Reserved Alternative Investment Fund: Key features & Advantages
17
Sep
2021
CSD Regulatory
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
Regulatory
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
CSD Regulatory
02
Jul
2021
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
Watch Jean-Pierre Gomez' interview on SFDR.
Regulatory
Watch Jean-Pierre Gomez' interview on SFDR.
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
11
May
2021
Consultation on the European Settlement Finality Directive (SFD)
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
Regulatory
The European settlement Finality Directive is currently under review. What is the original purpose of the directive? What is the reason for this review by the European Commission and which entities would be most affected by the revision of the directive?
Consultation on the European Settlement Finality Directive (SFD)
10
May
2021
The new challenges of General Meetings
At the end of January 2021, AFTI (French Association of Securities Professionals) published a methodological guide for...
Regulatory
At the end of January 2021, AFTI (French Association of Securities Professionals) published a methodological guide for General Meetings. Has Covid disrupted its implementation? How easy is it to encourage issuers and their shareholders to further digitize their exchanges? A second AFTI guide on the Shareholders' Rights Directive was published in July 2020,...
The new challenges of General Meetings
21
Jan
2021
Eric de Nexon's January 2021 Regulatory Chronicle
Watch Eric de Nexon's regulatory perspectives for 2021.
Regulatory
Watch Eric de Nexon's regulatory perspectives for 2021.
Eric de Nexon's January 2021 Regulatory Chronicle
21
Jan
2021
François Letondu's interview on Central Bank Digital Currency (CBDC)
François Letondu, Head of macro-sector and macro-financial studies at Societe Generale, explains the concept behind...
Regulatory
François Letondu, Head of macro-sector and macro-financial studies at Societe Generale, explains the concept behind Central Bank Digital Currencies (CBDCs), their links with the Blockchain, the 2 different types of CBDCs and central banks views on the subject.
François Letondu's interview on Central Bank Digital Currency (CBDC)