Regulatorische Überwachung

Um mit der regulatorischen Landschaft Schritt zu halten, veröffentlicht unser Public-Affairs-Team regelmäßige Updates zu regulatorischen Themen, die vorbereitet werden und bereits eine eingehende Analyse ihrer Auswirkungen enthalten.

Eine Zusammenfassung des vorherigen Quartals ermöglicht es Ihnen, mit den jüngsten Nachrichten Schritt zu halten.

Sehen Sie mit SGSS auch Einschränkungen als Chancen !


EMIR    |    UCITS    |    MIFID 2    |    PRIIPS    |    AIFM    |    CSDR    ...
13 May 2022
Pilot Regime: an experimental regulation at the service of innovation
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market...
Regulatorik
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market infrastructure, through our interview with Alain Rocher, Head of Knowledge Management at Societe Generale Securities Services.
Pilot Regime: an experimental regulation at the service of innovation
13 May 2022
Corporate Actions, do you speak 20022?
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate...
Regulatorik
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate Actions. What is it about and why is this change necessary? Interview with Pierre Colladon, Senior Advisor Public Affairs and Regulation at Societe Generale Securities Services.
Corporate Actions, do you speak 20022?
10 May 2022
The Commission finally adopts the final version of RTS for the SFDR
The European Commission announced on 6 April 2022 that it has adopted the Regulatory Technical Standards (RTS) to be...
Regulatorik
The European Commission announced on 6 April 2022 that it has adopted the Regulatory Technical Standards (RTS) to be used by financial market participants when circulating sustainability-related information under Regulation (EU) 2019/2088 of 27 November 2019, known as SFDR, or the Sustainable Finance Disclosure Regulation.
The Commission finally adopts the final version of RTS for the SFDR
04 May 2022
Fund Alerts: a bespoke tool to monitor liability management and liquidity risk of funds in real time
This tool is available in France and in Luxembourg for funds distributed internationally.
Technologie
This tool is available in France and in Luxembourg for funds distributed internationally.
Fund Alerts: a bespoke tool to monitor liability management and liquidity risk of funds in real time
29 Mar 2022
Tunisia: On track to boost its attractiveness
Similar to what is happening in several financial centres, collective efforts have been made over the last five or so...
Marktperspektiven
Similar to what is happening in several financial centres, collective efforts have been made over the last five or so years by the main players in the Tunisian financial market ‒ the Central Bank of Tunisia (BCT), the Financial Market Council (CMF), Tunisia Clearing (TC) and the Tunis Securities Exchange (BVMT) ‒ to improve Tunisia's visibility to foreign...
Tunisia: On track to boost its attractiveness
25 Mar 2022
CSDR Refit: The European Commission formalises proposals for amendments
On 16 March 2022, the European Commission (EC) published its draft revision of the CSDs Regulation (CSDR 909/2014).
Regulatorik
On 16 March 2022, the European Commission (EC) published its draft revision of the CSDs Regulation (CSDR 909/2014).
CSDR Refit: The European Commission formalises proposals for amendments
17 Mar 2022
MICA vote in the European Parliament
The European Parliament's Committee on Economic and Monetary Affairs (ECON) voted on 14 March 2022 on the Parliament's...
Regulatorik
The European Parliament's Committee on Economic and Monetary Affairs (ECON) voted on 14 March 2022 on the Parliament's final version of the MICA* regulation on new digital assets.
MICA vote in the European Parliament
10 Mar 2022
The impacts of cryptocurrencies on the investment fund industry
Cryptocurrencies, i.e. digital currencies issued peer-to-peer with no need for a central bank, can be used in a...
Marktperspektiven
Cryptocurrencies, i.e. digital currencies issued peer-to-peer with no need for a central bank, can be used in a decentralised and highly secure computer system that is updated 24 hours a day, such as the blockchain. This new asset class raises questions about the evolution of the fund industry. Insights from Jean-Pierre Gomez, Head of Public and Regulatory...
The impacts of cryptocurrencies on the investment fund industry
02 Mar 2022
EMIR 2.2 - Clearing - Extension of equivalence of UK CCPs and brief consultation
On 8 February 2022, the European Commission (EC) officially announced the extension of its temporary recognition.
Regulatorik
On 8 February 2022, the European Commission (EC) officially announced the extension of its temporary recognition.
EMIR 2.2 - Clearing - Extension of equivalence of UK CCPs and brief consultation
09 Feb 2022
AMF Consultation on strengthening fund liquidity management tools
The French Financial Markets Authority (AMF) is submitting to a public consultation from 8 February to 15 March measures...
Regulatorik
The French Financial Markets Authority (AMF) is submitting to a public consultation from 8 February to 15 March measures to encourage the adoption of existing liquidity management tools (gates, swing pricing, adjustable rights).
AMF Consultation on strengthening fund liquidity management tools
07 Feb 2022
EMIR - Clearing - ESMA to consider the temporary exemption for PSA* can be lifted
Introduced with EMIR (648/2012) and renewed with EMIR Refit (2019/384), the clearing exemption granted to pension...
Regulatorik
Introduced with EMIR (648/2012) and renewed with EMIR Refit (2019/384), the clearing exemption granted to pension schemes arrangements was justified by the lack of an appropriate technical solution from CCPs**, solutions for non-cash hedging of variation margins.
EMIR - Clearing - ESMA to consider the temporary exemption for PSA* can be lifted
25 Jan 2022
Revision of the AIFM and UCITS Directives – European Commission proposal
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs...
Regulatorik
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs at SGSS.
Revision of the AIFM and UCITS Directives – European Commission proposal
25 Jan 2022
"Gates": A solution to address liquidity risk
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market...
Regulatorik
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market Infrastructures & Regulation, SGSS.
"Gates": A solution to address liquidity risk
11 Jan 2022
EMIR - Recognition given to LCH Ltd and ICE Clear Ltd
ESMA does not currently envisage a withdrawal, even partial, of the recognition granted to LCH Ltd and ICE Clear Ltd but...
Regulatorik
ESMA does not currently envisage a withdrawal, even partial, of the recognition granted to LCH Ltd and ICE Clear Ltd but prefers to propose different measures to limit the risks identified, such as encouraging the clearing parties to reduce their exposure to these CCPs* , implementing alternative solutions, reviewing the role and tools of ESMA or strengthening...
EMIR - Recognition given to LCH Ltd and ICE Clear Ltd
[+] Weitere anzeigen google link

Quarterly regulatory overview

Click here

Analysis of key regulatory initiatives

Regulatorische Videos

16
May
2022
Corporate Actions, do you speak 20022?
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate...
Regulatory
The ISO 20022 format has just been adopted for electronic data interchange between financial institutions for Corporate Actions. What is it about and why is this change necessary? Interview with Pierre Colladon, Senior Advisor Public Affairs and Regulation at Societe Generale Securities Services.
Corporate Actions, do you speak 20022?
16
May
2022
Pilot Regime: an experimental regulation at the service of innovation
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market...
Regulatory
Find out all about the Pilot Regime, designed to test the use of distributed ledger technologies (DLT) in market infrastructure, through our interview with Alain Rocher, Head of Knowledge Management at Societe Generale Securities Services.
Pilot Regime: an experimental regulation at the service of innovation
24
Jan
2022
"Gates": A solution to address liquidity risk
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market...
Regulatory
Discover "Gates": the liquidity management tool addressing liquidity risk, with Christian de Beaufort, Market Infrastructures & Regulation, SGSS.
"Gates": A solution to address liquidity risk
24
Jan
2022
Revision of the AIFM and UCITS Directives – European Commission proposal
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs...
Regulatory
Discover the AIFM and UCITS Directives latest updates with Marie-Claire de Saint-Exupéry, Senior Advisor Public Affairs at SGSS.
Revision of the AIFM and UCITS Directives – European Commission proposal
16
Nov
2021
The Reserved Alternative Investment Fund: Key features & Advantages
Watch Jean-Pierre Gomez' interview on RAIF.
Regulatory
Watch Jean-Pierre Gomez' interview on RAIF.
The Reserved Alternative Investment Fund: Key features & Advantages
17
Sep
2021
CSD Regulatory
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
Regulatory
Discover the CSDR latest updates with our expert Sylvie Bonduelle.
CSD Regulatory
02
Jul
2021
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
Watch Jean-Pierre Gomez' interview on SFDR.
Regulatory
Watch Jean-Pierre Gomez' interview on SFDR.
Flash Video - Asset Management: The challenges of SFDR's new "green" reporting
11
May
2021
Consultation on the European Settlement Finality Directive (SFD)
The European settlement Finality Directive is currently under review. What is the original purpose of the directive?...
Regulatory
The European settlement Finality Directive is currently under review. What is the original purpose of the directive? What is the reason for this review by the European Commission and which entities would be most affected by the revision of the directive?
Consultation on the European Settlement Finality Directive (SFD)