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National news

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2018
HK - OTC derivatives regulatory regime in Hong Kong
On 27 June 2018, the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) issued...
National news
On 27 June 2018, the Hong Kong Monetary Authority (HKMA) and the Securities and Futures Commission (SFC) issued conclusions to a joint consultation on further enhancements to the over-the-counter (OTC) derivatives regulatory regime in Hong Kong.
HK - OTC derivatives regulatory regime in Hong Kong
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2018
US - Standards of conduct for investment advisers and broker dealers
On 18 April 2018, the US Securities and Exchange Commission (“SEC”) issued three documents with the stated goal of...
National news
On 18 April 2018, the US Securities and Exchange Commission (“SEC”) issued three documents with the stated goal of improving “the quality and transparency of investors’ relationships with investment advisers and broker-dealers while preserving investor access to a variety of advice relationships and investment products.
US - Standards of conduct for investment advisers and broker dealers
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2018
RS - Serbian Law on Foreign Exchange amended
On 20 April 2018, the amendments to the Law on Foreign Exchange were adopted and entered into force on 28 April 2018.
National news
On 20 April 2018, the amendments to the Law on Foreign Exchange were adopted and entered into force on 28 April 2018.
RS - Serbian Law on Foreign Exchange amended
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2018
CH - New clearing obligation for certain OTC products in Switzerland
On 16 May 2018, the Swiss Financial Market Supervisory Authority, FINMA, published the revision of its Ordinance on...
National news
On 16 May 2018, the Swiss Financial Market Supervisory Authority, FINMA, published the revision of its Ordinance on Financial Market Infrastructure (FMIO-FINMA) which introduces a clearing obligation for certain interest rate derivatives.
CH - New clearing obligation for certain OTC products in Switzerland
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2018
UK - Implementation of the BEPS multilateral instrument
On 23 May 2018, the UK Government has made a statutory instrument 2018/630 to bring into effect arrangements between the...
National news
On 23 May 2018, the UK Government has made a statutory instrument 2018/630 to bring into effect arrangements between the UK and 77 other jurisdictions following the outcome of the OECD BEPS project (Base Erosion and Profit Shifting).
UK - Implementation of the BEPS multilateral instrument
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2018
ES - IBERCLEAR transformation procedure amended
On 11 June 2018, IBERCLEAR, the Spanish central securities depository (CSD), has amended its transformation process in...
National news
On 11 June 2018, IBERCLEAR, the Spanish central securities depository (CSD), has amended its transformation process in order to avoid the need for counterparties to bilaterally agree on reinstructing new trades in the ordinary or new ISIN at the end of a rights issue or any other type of ISIN transformation, when a trade remains unmatched on record date.
ES - IBERCLEAR transformation procedure amended
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2018
BE - Draft law introducing the Belgian Code of Companies and Associations
On 5th June 2018, the Belgian Chamber of commercial law published on its website the draft law introducing the Code of...
National news
On 5th June 2018, the Belgian Chamber of commercial law published on its website the draft law introducing the Code of Companies and Associations.
BE - Draft law introducing the Belgian Code of Companies and Associations
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2018
IT - Framework agreement between CONSOB and BANCA D'ITALIA
On June 8, the National Commission for Companies and the Stock Exchange (CONSOB) and Banca d'Italia signed a...
National news
On June 8, the National Commission for Companies and the Stock Exchange (CONSOB) and Banca d'Italia signed a Framework-Agreement for collaboration and coordination in the exercise of their supervision and resolution functions.
IT - Framework agreement between CONSOB and BANCA D'ITALIA
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2018
DE - German taxability of income on securities lending and repo transactions
15 May 2018 the German Ministry of Finance issued a circular letter giving some guidance with respect to the newly...
National news
15 May 2018 the German Ministry of Finance issued a circular letter giving some guidance with respect to the newly introduced taxation of income from securities lending/repos on investment fund level.
DE - German taxability of income on securities lending and repo transactions
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