Regolamentazione

Reference document: Directive 2014/91/EU of 23 July 2014 amending Directive 2009/65/EC on the coordination of laws, regulations and administrative provisions relating to undertakings for collective investment in transferable securities (UCITS) as regards depositary functions, remuneration policies and sanctions.

Regulation 1286/2014 on key information documents for Packaged Retail and Insurance-based Investment Products.

Shareholder Rights Directive (SRD II) is an opportunity for listed companies to engage with their shareholders, by getting strategic information from their shareholder analysis.

Central Securities Depositories (CSDs) are Financial Market Infrastructures (FMIs) alongside Trading Venues, Central Counterparties (CCPs), Trade Repositories and Payment Systems. Like CCPs they contribute to a large degree in maintaining the financial stability.

Le régime européen de rétablissement et de résolution a été mis en place pour renforcer la confiance dans le système bancaire et assurer la stabilité financière et économique à long terme, même si les banques sont obligées de quitter le marché, sans exposer l’argent des contribuables à des pertes.

The European Long-Term Investment Fund (ELTIF) Regulation came into force on 8th June 2015.