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National news

07
Sep
2020
US - SEC Guidance about Proxy Voting
On 22 July 2020, the Securities and Exchange Commission voted to adopt amendments to its rules governing proxy...
National news
On 22 July 2020, the Securities and Exchange Commission voted to adopt amendments to its rules governing proxy solicitations designed to ensure that clients of proxy voting advice businesses have reasonable and timely access to more transparent, accurate and complete information on which to make voting decisions. The amendments aim to facilitate the ability...
US - SEC Guidance about Proxy Voting
07
Sep
2020
GB - FCA and European regulations
On 23 June 2020, the Financial Conduct Authority (FCA) informed on a Written Ministerial Statement which was presented...
National news
On 23 June 2020, the Financial Conduct Authority (FCA) informed on a Written Ministerial Statement which was presented to Parliament further confirming the UK approach to on-shoring the European Market Infrastructure Regulation (EMIR) and EMIR REFIT. The statement confirmed that the UK will create legislation to bring into UK law the remaining EMIR REFIT...
GB - FCA and European regulations
07
Sep
2020
NL - Netherlands publishes DNB Working method for viewing and copying digital data
On 22 June 2020, De Nederlandsche Bank (DNB) Working method for viewing and copying digital data was published in the...
National news
On 22 June 2020, De Nederlandsche Bank (DNB) Working method for viewing and copying digital data was published in the Official Journal. The supervisors appointed the DNB to supervise the compliance of the rules laid down in and pursuant to the Financial Supervision Act .To this end, pursuant to the General Administrative Law Act (Algemene wet bestuursrecht...
NL - Netherlands publishes DNB Working method for viewing and copying digital data
03
Sep
2020
DE - Adjustments of the supervisory review process in Germany
On June 3, 2020, the German Federal Financial Supervisory Authority (BaFin) submitted drafts of the information sheets...
National news
On June 3, 2020, the German Federal Financial Supervisory Authority (BaFin) submitted drafts of the information sheets it had revised as well as various forms of the Ordinance on Notification for consultation in anticipation of a later amendment.
DE - Adjustments of the supervisory review process in Germany
03
Sep
2020
ES - CNMV position about foreign exchange contracts and similar derivatives
On 27 July 2020, the Spanish National Securities Market Commission (CNMV) is submitting a proposal for a Technical Guide...
National news
On 27 July 2020, the Spanish National Securities Market Commission (CNMV) is submitting a proposal for a Technical Guide to the public in relation to the provisions of Article 10(1)(b) of Delegated Regulation (EU) 2017/565 of 25 April, which completes Directive MIFID II, which establishes that derivative instruments related to foreign currencies that are means...
ES - CNMV position about foreign exchange contracts and similar derivatives
03
Sep
2020
IT - Post Reporting Obligations of Cost and Charges
On 7 May 2020, Consob publishes a recommendation on the reporting of ex post costs and charges connected with the...
National news
On 7 May 2020, Consob publishes a recommendation on the reporting of ex post costs and charges connected with the provision of investment and accessory services.
IT - Post Reporting Obligations of Cost and Charges
02
Sep
2020
LU - Clarification of the third country concept for investment services in Luxembourg
On 1 July 2020, the Luxembourg Commission for Financial Sector Oversight (CSSF) released a new regulation and a new...
National news
On 1 July 2020, the Luxembourg Commission for Financial Sector Oversight (CSSF) released a new regulation and a new circular (CSSF Regulation No. 20-02 and CSSF Circular 20/743, respectively) aimed at clarifying the legal regime for third country undertakings intending to provide investment services in Luxembourg, pursuant to Article 32-1 of the 1993 Law on...
LU - Clarification of the third country concept for investment services in Luxembourg
02
Sep
2020
FR - Publication of a guide on Specialised Financing Companies
On June 11, 2020, the Association Française de Gestion (AFG) published a practical guide on Specialized Financing...
National news
On June 11, 2020, the Association Française de Gestion (AFG) published a practical guide on Specialized Financing Companies (SFCs).
FR - Publication of a guide on Specialised Financing Companies
02
Sep
2020
FR - Current account advances by UCIs to distressed companies
On 18 June 2020, the French government released Order No. 2020-740 on allocation of current account advances to...
National news
On 18 June 2020, the French government released Order No. 2020-740 on allocation of current account advances to distressed companies by undertakings for collective investment in private equity and by venture capital companies.
FR - Current account advances by UCIs to distressed companies
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