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Main market initiatives - General Overview

31/10/2018

Main market initiatives - General Overview

PROJECT

ORIGIN

SCOPE

APPLICATION DATE

PDF DOWNLOAD

AIFM

EU Fund Management 22 July 2013 Download 

UCITS I-IV

EU Fund Management UCITS IV - 1 July 2011 Download 

UCITS V

EU Fund Management 18 march 2016 Download 

MIF I

EU Fund Management 2007 Download 
MIF II EU Sales, Negotiation, Fund and management 3 January 2018 Download 

Short Selling Regulation

EU

Negotiation and Clearing

1 November 2012

Download 

EuVCA-EuSEF

EU Fund Management 22 july 2013
Download 

PRIIPS

EU Sales 1 January 2018
Download 

SOLVENCY II

EU

Insurance

1 January 2016

Download 

EMIR

EU Clearing 16 August 2012 Download 

T2S

EU

Settlement

Begin in 4 waves
(June 2015 to February 2017)

Download 

T+2

UE Settlement 1 january 2015 Download 

CSD
Regulation

EU Settlement 17 september 2014 Download

Legal Entity Identification (LEI)

USA & EU Codification ? Download 

FTT

FR Taxation 1 August 2012 Download 
FATCA USA Taxation

1 July 2014 (WHT US Income)
15 March 2015 (first reports)
1 January 2017 (WHT other US flows)

Download 

DODD FRANK ACT Title VII

USA Clearing 21 July 2010 Download 

Shadow Banking

USA & UE Fund Management Not yet set Download 

Money market funds

UE Fund Management Not yet set Download 

Europ.Long-Term Invest.Funds (ELTIFs)

UE Fund Management  9 december 2015 Download 
Collateral directive

UE Clearing / Settlement 27 june 02 Download 
Finality directive

UE Clearing / Settlement 11 june 98 Download 
Recovery and Resolution

UE Market safety Not yet set Download 
Securities Financing Transactions UE Market transparency Not yet set Download 
Shareholders rights UE Market transparency not set yet Download 
Institutions for Occupational Retirement Provision (IORP) UE   not set yet Download 
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