September 2021 Webzine - Asset management: The challenges of SFDR's new "green" reporting - Jean-Pierre Gomez, Head of Regulatory & Public Affairs, SGSS Luxembourg

Watch Jean-Pierre Gomez' interview on SFDR.
Click here to read the Insight related to this video.

 

September 2021 Webzine - CSD Regulation - Interview with Sylvie Bonduelle, Senior Advisor for the Regulatory Projects Department, SGSS

Discover the CSDR latest updates with our expert Sylvie Bonduelle.
Click here to read the Insight related to this video.

Community and International news

TuttiInternational and European news
New European AML package
On 21 July 2021 the European Commission presented an ambitious package of legislative proposals to strengthen the EU's...
International and European news
On 21 July 2021 the European Commission presented an ambitious package of legislative proposals to strengthen the EU's anti-money laundering and countering terrorism financing (AML/CTF) rules.
New European AML package
Draft Directive on cross-border law enforcement access to bank account registries
On 20 July 2021, the European Commission published a draft Directive as regards access of Member State competent...
International and European news
On 20 July 2021, the European Commission published a draft Directive as regards access of Member State competent authorities to centralized bank account registries through the single access point.
Draft Directive on cross-border law enforcement access to bank account registries
Publication of 3rd ESMA report on CSDR implementation
On 16 July 2021, the European Securities and Markets Authority (ESMA) published its CSDR report on the provision of...
International and European news
On 16 July 2021, the European Securities and Markets Authority (ESMA) published its CSDR report on the provision of banking-type ancillary services by central securities depositories (CSDs).
Publication of 3rd ESMA report on CSDR implementation
EBA report on ESG risk management and supervision
On 23 June 2021, the European Banking Authority (EBA) published a report on management and supervision of environmental,...
International and European news
On 23 June 2021, the European Banking Authority (EBA) published a report on management and supervision of environmental, social and governance (ESG) risks for credit institutions and investment firms.
EBA report on ESG risk management and supervision
Proposal for a EU Digital Identity Regulation
On 3 June 2021, the EU Commission proposed a framework for a European Digital Identity (EUid) which will be available to...
International and European news
On 3 June 2021, the EU Commission proposed a framework for a European Digital Identity (EUid) which will be available to all EU citizens, residents, and businesses in the EU.
Proposal for a EU Digital Identity Regulation
ESMA final guidelines on the MiFID II/MiFIR market data obligations
On 1 June 2021, the European Securities and Markets Authority (ESMA) published its final Guidelines on the MIFID / MIFIR...
International and European news
On 1 June 2021, the European Securities and Markets Authority (ESMA) published its final Guidelines on the MIFID / MIFIR market data obligations.
ESMA final guidelines on the MiFID II/MiFIR market data obligations
Cross-border distribution of undertakings for collective investment
On 27 May 2021, the European Commission endorsed the implementing technical standards (implementing regulations...
International and European news
On 27 May 2021, the European Commission endorsed the implementing technical standards (implementing regulations 2021/955) for the entry into force on 2 August 2021 of EU regulation 2019/1156 regarding procedures, forms and technical provisions to be used for publications and notifications of marketing rules.
Cross-border distribution of undertakings for collective investment
Adoption of a new European sustainable finance package
0n 21 April 2021, the European Commission adopted the sustainable finance package, a package of measures in line with...
International and European news
0n 21 April 2021, the European Commission adopted the sustainable finance package, a package of measures in line with the European Commission Sustainable Finance Action Plan which had already implemented the Taxonomy Regulation, the Climate Benchmarks Regulation and the Sustainable Finance Disclosure Regulation ("SFDR").
Adoption of a new European sustainable finance package
Draft RTS on changes to CCP’s activities and models
On 8 April 2021, ESMA published its Final Report containing draft regulatory technical standards (RTS) relating to...
International and European news
On 8 April 2021, ESMA published its Final Report containing draft regulatory technical standards (RTS) relating to changes to central counterparty (CCP) services and activities, as well as models and parameters under the European Markets Infrastructure Regulation (EMIR).
Draft RTS on changes to CCP’s activities and models
ESMA guidelines on periodic information for Trade Repositories
On 6 April 2021, Securities and Markets Authority (ESMA) published its final report and guidelines on reporting periodic...
International and European news
On 6 April 2021, Securities and Markets Authority (ESMA) published its final report and guidelines on reporting periodic information and material changes by trade repositories (TRs) supervised under the European Markets Infrastructure Regulation (EMIR) and the Securities Financing Transaction Regulation (SFTR).
ESMA guidelines on periodic information for Trade Repositories

National news

TuttiNational news
FR - New reporting to AMF on compensation and ratio overruns
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
National news
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
FR - New reporting to AMF on compensation and ratio overruns
FR - Amendments to the AMF doctrine on incentives and remuneration
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and...
National news
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and remuneration received in the distribution and discretionary management of financial instruments.
FR - Amendments to the AMF doctrine on incentives and remuneration
LU - CSSF requirements on governance and security in case of teleworking
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and...
National news
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and security requirements for supervised entities to perform tasks or activities through teleworking.
LU - CSSF requirements on governance and security in case of teleworking
DE - German law on the introduction of electronic securities
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
National news
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
DE - German law on the introduction of electronic securities
IE - Common Supervisory Action on UCITS Liquidity Risk Management
On 18 May 2021 the Central Bank of Ireland published an industry letter (the "Dear Chair Letter") following the European...
National news
On 18 May 2021 the Central Bank of Ireland published an industry letter (the "Dear Chair Letter") following the European Securities and Markets Authority ("ESMA") project to review liquidity risk management frameworks for UCITS.
IE - Common Supervisory Action on UCITS Liquidity Risk Management
IT - Adoption of the Decree implementing the Italian regulatory sandbox
On 17 July 2021, the FinTech Committee and the regulatory sandbox for digitizing Italian financial services have been...
National news
On 17 July 2021, the FinTech Committee and the regulatory sandbox for digitizing Italian financial services have been launched.
IT - Adoption of the Decree implementing the Italian regulatory sandbox
ES - End of the obligation for listed companies to publish quarterly financial information
On 20 April 2021, the Comicion Nacional del Mercado del valores (CNMV) announced the end of the obligation for companies...
National news
On 20 April 2021, the Comicion Nacional del Mercado del valores (CNMV) announced the end of the obligation for companies listed on regulated markets to publish quarterly financial information.
ES - End of the obligation for listed companies to publish quarterly financial information
GB - FCA Consultation on Post-Brexit Changes to PRIIPS Regulation
On 20 July 2021, the FCA published a Consultation Paper on amending the UK PRIIPs Regulation.
National news
On 20 July 2021, the FCA published a Consultation Paper on amending the UK PRIIPs Regulation.
GB - FCA Consultation on Post-Brexit Changes to PRIIPS Regulation
US - SEC approval of the first securities swap repository
On 7 May 2021, the SEC announced its approval of DTCC Data Repository (DDR) as the first US security-based swap data...
National news
On 7 May 2021, the SEC announced its approval of DTCC Data Repository (DDR) as the first US security-based swap data repository (SDR).
US - SEC approval of the first securities swap repository