Main market initiatives - General Overview
Main market initiatives - General Overview
PROJECT | ORIGIN | SCOPE | APPLICATION DATE | PDF DOWNLOAD | |
|---|---|---|---|---|---|
AIFM | EU | Fund Management | 22 July 2013 | ||
UCITS I-IV | EU | Fund Management | UCITS IV - 1 July 2011 | ||
UCITS V | EU | Fund Management | 18 march 2016 | ||
MIF I | EU | Fund Management | 2007 | ||
MIF II | EU | Sales, Negotiation, Fund and management | 3 January 2018 | ||
Short Selling Regulation | EU | Negotiation and Clearing | 1 November 2012 | ||
EuVCA-EuSEF | EU | Fund Management | 22 july 2013 | ||
PRIIPS | EU | Sales | 1 January 2018 | ||
SOLVENCY II | EU | Insurance | 1 January 2016 | ||
EMIR | EU | Clearing | 16 August 2012 | ||
EMIR REFIT | EU | Market Transparency | 17 June 2019 | ||
T2S | EU | Settlement | Begin in 4 waves | ||
T+2 | UE | Settlement | 1 january 2015 | ||
CSD Regulation | EU | Settlement | 17 september 2014 | ||
Legal Entity Identification (LEI) | USA & EU | Codification | March 2013 | ||
FTT | FR | Taxation | 1 August 2012 | ||
FATCA | USA | Taxation | 1 July 2014 (WHT US Income) | ||
DODD FRANK ACT Title VII | USA | Clearing | 21 July 2010 | ||
Shadow Banking | USA & UE | Fund Management | 23rd July 2014 | ||
Money market funds | EU | Fund Management | 20 July 2017 | ||
Europ.Long-Term Invest.Funds (ELTIFs) | EU | Fund Management | 9 december 2015 | ||
Collateral directive | EU | Clearing / Settlement | 27 june 02 | ||
Finality directive | EU | Clearing / Settlement | 11 june 98 | ||
Recovery and Resolution | EU | Market safety | Not set yet | ||
Securities Financing Transactions (SFT) | EU | Market transparency | June 2019 | ||
Shareholders rights (SRD II) | EU | Market transparency | 17 May 2017 | ||
Institutions for Occupational Retirement Provision (IORP) | EU | Market transparency | 13 January 2019 | ||
Benchmark Regulation (BMR) | EU | Benchmark/Transparency | 01 January 2018 | ||
Cross Border Fund Distribution | EU | Market transparency | Summer 2019 | | |
EMIR 2.2 | EU | Market transparency | August 2012 | ||
Crowd Funding | EU | Market transparency | 29 June 2017 | | |
AIFMD / UCITS V level 2 | EU | Fund Management | 18 July 2018 | ||
ESG | EU | Sustainable Investment | End 2018 | | |
Reform of the ESA's | EU | Fund Management | 27 December 2019 | ||
CA - Eu STD | EU | Settlement | 2009 |