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Main market initiatives - General Overview

04/11/2019

Main market initiatives - General Overview

PROJECT

ORIGIN

SCOPE

APPLICATION DATE

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AIFM

EU

Fund Management

22 July 2013

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UCITS I-IV

EU

Fund Management

UCITS IV - 1 July 2011

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UCITS V

EU

Fund Management

18 march 2016

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MIF I

EU

Fund Management

2007

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MIF II

EU

Sales, Negotiation, Fund and management

3 January 2018

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Short Selling Regulation

EU

Negotiation and Clearing

1 November 2012

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EuVCA-EuSEF

EU

Fund Management

22 july 2013

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PRIIPS

EU

Sales

1 January 2018

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SOLVENCY II

EU

Insurance

1 January 2016

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EMIR

EU

Clearing

16 August 2012

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EMIR REFIT

EU

 

17 June 2019

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T2S

EU

Settlement

Begin in 4 waves
(June 2015 to February 2017)

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T+2

UE

Settlement

1 january 2015

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CSD
Regulation

EU

Settlement

17 september 2014

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Legal Entity Identification (LEI)

USA & EU

Codification

March 2013

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FTT

FR

Taxation

1 August 2012

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FATCA

USA

Taxation

1 July 2014 (WHT US Income)
15 March 2015 (first reports)
1 January 2017 (WHT other US flows)

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DODD FRANK ACT Title VII

USA

Clearing

21 July 2010

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Shadow Banking

USA & UE

Fund Management

23rd July 2014

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Money market funds

UE

Fund Management

20 July 2017

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Europ.Long-Term Invest.Funds (ELTIFs)

UE

Fund Management

 9 december 2015

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Collateral directive

UE

Clearing / Settlement

27 june 02

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Finality directive

UE

Clearing / Settlement

11 june 98

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Recovery and Resolution

UE

Market safety

Not set yet

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Securities Financing Transactions

UE

Market transparency

June 2019

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Shareholders rights

UE

Market transparency

17 May 2017

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Institutions for Occupational Retirement Provision (IORP)

UE

 

13 January 2019

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Benchmark Regulation (BMR)

UE

 

01 January 2018

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Cross Border Fund Distribution

UE

 

Summer 2019

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