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National news

21
Jan
2020
US - New Rules to Improve Proxy Voting Advice
On 5 November 2019, the Securities and Exchange Commission today voted to propose amendments to its rules governing...
National news
On 5 November 2019, the Securities and Exchange Commission today voted to propose amendments to its rules governing proxy solicitations to enhance the quality of the disclosure about material conflicts of interest that proxy voting advice businesses provide their clients.
US - New Rules to Improve Proxy Voting Advice
21
Jan
2020
GB - New rules for open-ended funds investing in illiquid assets
On 30 September 2019 , the Financial Conduct Authority (FCA) has confirmed new rules which apply to certain types of...
National news
On 30 September 2019 , the Financial Conduct Authority (FCA) has confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property.
GB - New rules for open-ended funds investing in illiquid assets
21
Jan
2020
IR- Revised guidance on the use of financial indices by UCITS
On 23 July 2019, The Central Bank updated their guidance on the use of financial indices by UCITS.
National news
On 23 July 2019, The Central Bank updated their guidance on the use of financial indices by UCITS.
IR- Revised guidance on the use of financial indices by UCITS
21
Jan
2020
IT - New Italian MoU on Investments Services and Activities
On 5 November 2019, Consob and the Bank of Italy signed a new Memorandum of Understanding on investment services and...
National news
On 5 November 2019, Consob and the Bank of Italy signed a new Memorandum of Understanding on investment services and activities and on collective investment management which will replace the previous Protocol of 31 October 2007.
IT - New Italian MoU on Investments Services and Activities
21
Jan
2020
LU - New CSSF circular about EMIR impact in the fund industry
On 23 August 2018, the “Commission de Surveillance du Secteur Financier” (CSSF) published Circular 18/698 on the...
National news
On 23 August 2018, the “Commission de Surveillance du Secteur Financier” (CSSF) published Circular 18/698 on the authorization and organization of investment fund managers incorporated under Luxembourg law.
LU - New CSSF circular about EMIR impact in the fund industry
21
Jan
2020
FR - Extension of the list of CIS eligible counterparties
On 24 October 2019, France published Decree No. 2019-1078 of 22 October 2019 in the Official Journal, extending the list...
National news
On 24 October 2019, France published Decree No. 2019-1078 of 22 October 2019 in the Official Journal, extending the list of eligible counterparties for collective investment schemes (CIS).
FR - Extension of the list of CIS eligible counterparties
21
Jan
2020
FR - Decree relating to digital asset service providers
On 22 November 2019 Decree No. 2019-1213 relating to digital asset service providers was published in the Official...
National news
On 22 November 2019 Decree No. 2019-1213 relating to digital asset service providers was published in the Official Journal.
FR - Decree relating to digital asset service providers
09
Jan
2020
ES - Amendment of the circular on Liquidity contracts
On 27 November 2019, the Spanish Official State Gazette (BOE) has published CNMV Circular 2/2019 amending Circular...
National news
On 27 November 2019, the Spanish Official State Gazette (BOE) has published CNMV Circular 2/2019 amending Circular 1/2017 on liquidity contracts.
ES - Amendment of the circular on Liquidity contracts
09
Jan
2020
DE - Anti Financial Crime Alliance in Germany
On 24 September 2019, BaFin launched the Anti Financial Crime Alliance (AFCA) together with the Financial Intelligence...
National news
On 24 September 2019, BaFin launched the Anti Financial Crime Alliance (AFCA) together with the Financial Intelligence Unit (FIU), the Federal Criminal Police Office and 14 banks.
DE - Anti Financial Crime Alliance in Germany
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