!css

National news

All NEWS and PR Pages
18
Jan
2018
US - American regulators revise capital treatment for variation margin
On August 14th, the Federal Reserve, the Office for the Comptroller of the Currency (OCC) and the Federal Deposit...
National news
On August 14th, the Federal Reserve, the Office for the Comptroller of the Currency (OCC) and the Federal Deposit Insurance Corporation (FDIC) issued new guidance regarding the regulatory capital treatment of variation margin on cleared derivatives.
en/who-are/awards-and-certifications/details/news/dtc-proposal-provide-segregated-accounts-for-swap-margin-1/
18
Jan
2018
FR – New legal framework for securitisation and "debt funds" in France
On 5 October 2017, Order No. 2017-1432 was published in France's Official Journal, in the aim of modernising the legal...
National news
On 5 October 2017, Order No. 2017-1432 was published in France's Official Journal, in the aim of modernising the legal framework regarding asset management and debt-based financing.
en/who-are/awards-and-certifications/details/news/end-legal-assimilation-management-companies-investment-firms-france-1/
18
Jan
2018
ES - Fixed Income platform adapted for MIFID II in Spain
On 25 October 2017, the Spanish exchange group (BME), has announced changes to its Fixed Income market that enable...
National news
On 25 October 2017, the Spanish exchange group (BME), has announced changes to its Fixed Income market that enable intermediaries and brokers to transfer all their operations to the regulated market and comply with the new disclosure and reporting requirements required by the revised Markets in Financial Instruments Directive (MiFID II).
en/who-are/awards-and-certifications/details/news/ewhistle-blowinge-directive-spain-referred-the-court-justice-the-1/
18
Jan
2018
DE - New guidelines on CFD trading in Germany
On 29 November 2017, The Federal Financial Supervisory Authority (BaFin) published guidelines on trading in financial...
National news
On 29 November 2017, The Federal Financial Supervisory Authority (BaFin) published guidelines on trading in financial contracts for difference (CFDs).
en/who-are/awards-and-certifications/details/news/fca-proposal-extend-the-senior-managers-certification-regimes-1/
18
Jan
2018
IE - Amendments to the Consumer Protection Code in Ireland
On august 2017, The Minister for Finance in Ireland has decided to exercice the discretionary exemption provided by...
National news
On august 2017, The Minister for Finance in Ireland has decided to exercice the discretionary exemption provided by MIFII in order to allow certain firms to continue to be regulated under national legislation rather than MiFID II as long as the requirements under the two regimes are aligned. Firms that are eligible for this exemption are ones that engage in...
en/who-are/awards-and-certifications/details/news/irish-regulations-clarify-location-rules-fund-management-companies-1/
18
Jan
2018
LU - New Circular in Luxembourg on out-of-court resolution of complaints
On 13 October 2017 the Luxembourg Financial Regulator (Commission de Surveillance du Secteur Financier – CSSF) issued...
National news
On 13 October 2017 the Luxembourg Financial Regulator (Commission de Surveillance du Secteur Financier – CSSF) issued Circular 17/671 that clarifies the rules applicable to customer complaints in the financial sector as provided by CSSF Regulation 16-07 on out-of-court complaint resolution.
en/who-are/awards-and-certifications/details/news/legal-entity-identifier-lei-required-for-all-issuers-operating-luxse-1/
18
Jan
2018
FR - Decision not to extend the French financial transaction tax (FTT)
On 20 October 2017, the French Parliament decided to cancel the extension of the financial transaction tax (FTT) to...
National news
On 20 October 2017, the French Parliament decided to cancel the extension of the financial transaction tax (FTT) to intraday transactions, something which had been due to come into effect on 1 January
en/who-are/awards-and-certifications/details/news/management-the-digitisation-relations-between-service-providers-and-their-clients-1/
18
Jan
2018
CH - Revision of the Audit circular in Switzerland
On 30 November 2017, the Financial Market Supervisory Authority (FINMA) indicated that it had decided to revise its...
National news
On 30 November 2017, the Financial Market Supervisory Authority (FINMA) indicated that it had decided to revise its Audit circular, applicable to banks, securities dealers and asset managers.
en/who-are/awards-and-certifications/details/news/new-regulation-securities-lending-romania-1/
18
Jan
2018
IT - New Guidelines to clarify Market Abuse Regulation Policies in Italy
On october 2017, the Italian Securities Commission (CONSOB) has approved two guidelines, “Management of Inside...
National news
On october 2017, the Italian Securities Commission (CONSOB) has approved two guidelines, “Management of Inside Information” and “Investment Recommendations,” which clarify Market Abuse Regulation policies.
en/who-are/awards-and-certifications/details/news/new-types-investment-companies-and-short-term-debt-certificates-portugal-1/