National news

17
Sep
2021
FR - New reporting to AMF on compensation and ratio overruns
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
National news
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
FR - New reporting to AMF on compensation and ratio overruns
16
Sep
2021
FR - Amendments to the AMF doctrine on incentives and remuneration
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and...
National news
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and remuneration received in the distribution and discretionary management of financial instruments.
FR - Amendments to the AMF doctrine on incentives and remuneration
15
Sep
2021
LU - CSSF requirements on governance and security in case of teleworking
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and...
National news
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and security requirements for supervised entities to perform tasks or activities through teleworking.
LU - CSSF requirements on governance and security in case of teleworking
14
Sep
2021
DE - German law on the introduction of electronic securities
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
National news
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
DE - German law on the introduction of electronic securities
13
Sep
2021
IE - Common Supervisory Action on UCITS Liquidity Risk Management
On 18 May 2021 the Central Bank of Ireland published an industry letter (the "Dear Chair Letter") following the European...
National news
On 18 May 2021 the Central Bank of Ireland published an industry letter (the "Dear Chair Letter") following the European Securities and Markets Authority ("ESMA") project to review liquidity risk management frameworks for UCITS.
IE - Common Supervisory Action on UCITS Liquidity Risk Management
12
Sep
2021
IT - Adoption of the Decree implementing the Italian regulatory sandbox
On 17 July 2021, the FinTech Committee and the regulatory sandbox for digitizing Italian financial services have been...
National news
On 17 July 2021, the FinTech Committee and the regulatory sandbox for digitizing Italian financial services have been launched.
IT - Adoption of the Decree implementing the Italian regulatory sandbox
11
Sep
2021
ES - End of the obligation for listed companies to publish quarterly financial information
On 20 April 2021, the Comicion Nacional del Mercado del valores (CNMV) announced the end of the obligation for companies...
National news
On 20 April 2021, the Comicion Nacional del Mercado del valores (CNMV) announced the end of the obligation for companies listed on regulated markets to publish quarterly financial information.
ES - End of the obligation for listed companies to publish quarterly financial information
10
Sep
2021
GB - FCA Consultation on Post-Brexit Changes to PRIIPS Regulation
On 20 July 2021, the FCA published a Consultation Paper on amending the UK PRIIPs Regulation.
National news
On 20 July 2021, the FCA published a Consultation Paper on amending the UK PRIIPs Regulation.
GB - FCA Consultation on Post-Brexit Changes to PRIIPS Regulation
09
Sep
2021
US - SEC approval of the first securities swap repository
On 7 May 2021, the SEC announced its approval of DTCC Data Repository (DDR) as the first US security-based swap data...
National news
On 7 May 2021, the SEC announced its approval of DTCC Data Repository (DDR) as the first US security-based swap data repository (SDR).
US - SEC approval of the first securities swap repository