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National news

05
Sep
2019
ES - Collaboration agreemeent between CNMV and the Registrars Association
On 10 April 2019, the “Property and Companies Registrars Association” of Spain and the Spanish National Securities...
National news
On 10 April 2019, the “Property and Companies Registrars Association” of Spain and the Spanish National Securities Market Commission (CNMV), signed a collaboration agreement that allows the supervisor to speed up the search for information from the Property and Companies Registry to the purpose of performing its supervisor functions.
ES - Collaboration agreemeent between CNMV and the Registrars Association
05
Sep
2019
GB - FCA final guidance on crypto-assets activities
On 31 July 2019, the FCA has published final guidance which sets out the crypto-asset activities that it regulates.
National news
On 31 July 2019, the FCA has published final guidance which sets out the crypto-asset activities that it regulates.
GB - FCA final guidance on crypto-assets activities
05
Sep
2019
DE - Launch of a Sustainable Finance Committee in Germany
On 6 June 2019 the German government created a Sustainable Finance Committee.
National news
On 6 June 2019 the German government created a Sustainable Finance Committee.
DE - Launch of a Sustainable Finance Committee in Germany
05
Sep
2019
IT - Public procurements: coordination of Italian authorities
On 9 May 2019, the National Anti-Corruption Authority and the Institute for Insurance Supervision have adhered to the...
National news
On 9 May 2019, the National Anti-Corruption Authority and the Institute for Insurance Supervision have adhered to the Memorandum of Understanding (MoU) signed in November 2018 between the Bank of Italy, the National Commission for Companies and the Stock Exchange (CONSOB) and the Italian Antitrust Authority for the shared management of joint procurement...
IT - Public procurements: coordination of Italian authorities
05
Sep
2019
IE - Publication of the Irish Investment Limited Partnership Bill
On 20 June 2019, the Irish Government published the Investment Limited Partnership (ILP) Bill 2019.
National news
On 20 June 2019, the Irish Government published the Investment Limited Partnership (ILP) Bill 2019.
IE - Publication of the Irish Investment Limited Partnership Bill
05
Sep
2019
US - Regulation Best Interest
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted Regulation Best Interest (Rule 15l-1 under the...
National news
On June 5, 2019, the Securities and Exchange Commission (SEC) adopted Regulation Best Interest (Rule 15l-1 under the Securities Exchange Act of 1934 (Exchange Act)), which requires broker-dealers and their associated persons who are natural persons to act in the best interest of their retail customers when making a recommendation.
US - Regulation Best Interest
05
Sep
2019
LU - AML/CFT New questionnaire for Investments Funds
On 23 May 2019, the CSSF has put in place an on-line template collecting standardised key information concerning money...
National news
On 23 May 2019, the CSSF has put in place an on-line template collecting standardised key information concerning money laundering and terrorist financing risks (“ML/FT risk”) to which the professionals under its supervision are exposed and the implementation of related risk mitigation and targeted financial sanctions measures.
LU - AML/CFT New questionnaire for Investments Funds
05
Sep
2019
FR - Finalisation of Retirement Savings Reform in France
Adopted on 11 April 2019, the "PACTE" Law (Action Plan for Business Growth and Transformation) was supplemented in July...
National news
Adopted on 11 April 2019, the "PACTE" Law (Action Plan for Business Growth and Transformation) was supplemented in July and August 2019 by an Ordinance, a Decree and an Order setting out the practical rules and arrangements applicable to the new Retirement Savings Plan (PER).
FR - Finalisation of Retirement Savings Reform in France
05
Sep
2019
FR - Investment and Commercialisation of Financial Instruments
On 24 July 2019, the AMF delineated the scope of investment services with regard to commercialisation of financial...
National news
On 24 July 2019, the AMF delineated the scope of investment services with regard to commercialisation of financial instruments.
FR - Investment and Commercialisation of Financial Instruments
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