Key regulatory initiatives - General Overview
For each regulatory project listed below, you will find a link to a To Know More form presenting the main aspects of the regulation.
Some Regulatory projects contain a link to one or several Focus forms providing details on focal points and/or updates.
PROJECT | ORIGIN | SCOPE | ENTRY INTO FORCE | |
|---|---|---|---|---|
AIFM | EU | Fund Management | 22 July 2013 | |
AIFMD / UCITS V level 2 | EU | Fund Management | 18 July 2018 | |
Benchmark Regulation (BMR) | EU | Benchmark/Transparency | 1 January 2018 | |
CA - Eu STD | EU | Settlement | 2009 | |
Collateral directive | EU | Clearing/Settlement | 27 June 2002 | |
Cross Border Fund Distribution | EU | Market transparency | 2 August 2019 | |
Crowd Funding | EU | Market transparency | 29 June 2017 | |
CSD Regulation | EU | Settlement | 17 September 2014 | |
DODD FRANK ACT Title VII | USA | Clearing | 21 July 2010 | |
EMIR | EU | Clearing | 16 August 2012 | |
EMIR 2.2 | EU | Market transparency | 2 January 2020 | |
EMIR REFIT | EU | Market Transparency | 17 June 2019 | |
ESG | EU | Sustainable Investment | End 2018 | |
Europ.Long-Term Invest.Funds (ELTIFs) | EU | Fund Management | 9 December 2015 | |
EuVCA-EuSEF | EU | Fund Management | 22 July 2013 | |
FATCA | USA | Taxation | 1 July 2014 (WHT US Income) | |
Finality directive | EU | Clearing/Settlement | 11 June 1998 | |
FTT | FR | Taxation | 1 August 2012 | |
Institutions for Occupational Retirement Provision (IORP) | EU | Market transparency | 13 January 2019 | |
Legal Entity Identification (LEI) | USA & EU | Codification | March 2013 | |
MIF I | EU | Sales, Negociation and Fund management | 2007 | |
MIF II | EU | Sales, Negociation and Fund management | 3 January 2018 | |
Money market funds | EU | Fund Management | 20 July 2017 | |
PRIIPS | EU | Sales | 1 January 2018 | |
Recovery and Resolution | EU | Market safety | 12 February 2021 | |
Reform of the ESA's | EU | Fund Management | 27 December 2019 | |
Regulation of "Green Finance" | EU | Market transparency | 10 March 2021 | |
Securities Financing Transactions (SFT) | EU | Market transparency | June 2019 | |
Shadow Banking | USA & UE | Fund Management | 23rd July 2014 | |
Shareholders rights (SRD II) | EU | Market transparency | 17 May 2017 | |
Short Selling Regulation | EU | Negotiation and Clearing | 1 November 2012 | |
SOLVENCY II | EU | Insurance | 1 January 2016 | |
T+2 | UE | Settlement | 1 January 2015 | |
T2S | EU | Settlement | Begin in 4 waves | |
UCITS I-IV | EU | Fund Management | UCITS IV - 1 July 2011 | |
UCITS V | EU | Fund Management | 18 March 2016 |