Key regulatory initiatives - General Overview

01/05/2022

For each regulatory project listed below, you will find a link to a To Know More form presenting the main aspects of the regulation.

Some Regulatory projects contain a link to one or several Focus forms providing details on focal points and/or updates.

PROJECT

ORIGIN

SCOPE

ENTRY INTO FORCE

PDF

AIFM

EU

Fund Management

22 July 2013

Download

AIFMD / UCITS V level 2

EU

Fund Management

18 July 2018

Download

Benchmark Regulation (BMR)

EU

Benchmark/Transparency

1 January 2018

Download

CA  - Eu STD

EU

Settlement

2009

Download

Collateral directive

EU

Clearing/Settlement

27 June 2002

Download

Cross Border Fund Distribution

EU

Market transparency

2 August 2019

Download

Crowd Funding

EU

Market transparency

29 June 2017

Download

CSD Regulation

EU

Settlement

17 September 2014

Download

DODD FRANK ACT Title VII

USA

Clearing

21 July 2010

Download

EMIR

EU

Clearing

16 August 2012

Download

EMIR 2.2 

EU

Market transparency

2 January 2020

Download

EMIR REFIT

EU

Market Transparency

17 June 2019

Download

ESG

EU

Sustainable Investment

End 2018

Download

Europ.Long-Term Invest.Funds (ELTIFs)

EU

Fund Management

 9 December 2015

Download

EuVCA-EuSEF

EU

Fund Management

22 July 2013

Download

FATCA

USA

Taxation

1 July 2014 (WHT US Income)
15 March 2015 (first reports)
1 January 2017 (WHT other US flows)

Download

Finality directive

EU

Clearing/Settlement

11 June 1998

Download

FTT

FR

Taxation

1 August 2012

Download

Institutions for Occupational Retirement Provision (IORP)

EU

Market transparency

13 January 2019

Download

Legal Entity Identification (LEI)

USA & EU

Codification

March 2013

Download

MIF I

EU

Sales, Negociation and Fund management

2007

Download

MIF II

EU

Sales, Negociation and Fund management

3 January 2018

Download

Money market funds

EU

Fund Management

20 July 2017

Download

PRIIPS

EU

Sales

1 January 2018

Download

Recovery and Resolution

EU

Market safety

12 February 2021

Download

Reform of the ESA's

EU

Fund Management

27 December 2019

Download

Regulation of "Green Finance"

EU

Market transparency

10 March 2021
1 January 2022 & 2023

Download

Securities Financing Transactions (SFT)

EU

Market transparency

June 2019

Download

Shadow Banking

USA & UE

Fund Management

23rd July 2014

Download

Shareholders rights (SRD II)

EU

Market transparency

17 May 2017

Download

Short Selling Regulation

EU

Negotiation and Clearing

1 November 2012

Download

SOLVENCY II

EU

Insurance

1 January 2016

Download

T+2

UE

Settlement

1 January 2015

Download

T2S

EU

Settlement

Begin in 4 waves
(June 2015 to February 2017)

Download

UCITS I-IV

EU

Fund Management

UCITS IV - 1 July 2011

Download

UCITS V

EU

Fund Management

18 March 2016

Download