Alain Rocher

Alain Rocher

Head of Knowledge Management

Strategy and Market Infrastructure - SGSS

A graduate of the Ecole Centrale de Paris, Alain Rocher began consulting and project management in various financial IT services companies before joining the Societe Generale Group in 1991.

After working on the implementation of large IT projects within the Asset Management Department, he took on the supervision of Back Office Services at SG Asset Management before joining Euro-VL, later renamed SGSS France SA, in 2003.

He has successively held different positions as Analysis, Methods and Quality Director, and then Quality and Compliance Director. In April 2011, Alain joined SGSS/SMI as head of Knowledge Management.

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Published contents

AlleNachrichten und PresseinformationenVideos
17
Sep
2021
New European AML package
On 21 July 2021 the European Commission presented an ambitious package of legislative proposals to strengthen the EU's...
International and European news
On 21 July 2021 the European Commission presented an ambitious package of legislative proposals to strengthen the EU's anti-money laundering and countering terrorism financing (AML/CTF) rules.
New European AML package
17
Sep
2021
FR - New reporting to AMF on compensation and ratio overruns
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
National news
On 23 June 2021, the Autorité des Marchés Financiers (AMF) announced new quarterly reporting requirements.
FR - New reporting to AMF on compensation and ratio overruns
16
Sep
2021
FR - Amendments to the AMF doctrine on incentives and remuneration
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and...
National news
On 14 April 2021, the AMF amended the provisions of its Position-Recommendation DOC-2013-10 on incentives and remuneration received in the distribution and discretionary management of financial instruments.
FR - Amendments to the AMF doctrine on incentives and remuneration
16
Sep
2021
Draft Directive on cross-border law enforcement access to bank account registries
On 20 July 2021, the European Commission published a draft Directive as regards access of Member State competent...
International and European news
On 20 July 2021, the European Commission published a draft Directive as regards access of Member State competent authorities to centralized bank account registries through the single access point.
Draft Directive on cross-border law enforcement access to bank account registries
15
Sep
2021
LU - CSSF requirements on governance and security in case of teleworking
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and...
National news
On 9 April 2021, the Commission de Surveillance du Secteur Financier published circular CSSF 21/769 on governance and security requirements for supervised entities to perform tasks or activities through teleworking.
LU - CSSF requirements on governance and security in case of teleworking
15
Sep
2021
Publication of 3rd ESMA report on CSDR implementation
On 16 July 2021, the European Securities and Markets Authority (ESMA) published its CSDR report on the provision of...
International and European news
On 16 July 2021, the European Securities and Markets Authority (ESMA) published its CSDR report on the provision of banking-type ancillary services by central securities depositories (CSDs).
Publication of 3rd ESMA report on CSDR implementation
14
Sep
2021
EBA report on ESG risk management and supervision
On 23 June 2021, the European Banking Authority (EBA) published a report on management and supervision of environmental,...
International and European news
On 23 June 2021, the European Banking Authority (EBA) published a report on management and supervision of environmental, social and governance (ESG) risks for credit institutions and investment firms.
EBA report on ESG risk management and supervision
14
Sep
2021
DE - German law on the introduction of electronic securities
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
National news
On 10 June 2021, the Electronic Securities Act (Gesetz über elektronische Wertpapiere – eWpG) came into force.
DE - German law on the introduction of electronic securities
14
Sep
2021
Proposal for a EU Digital Identity Regulation
On 3 June 2021, the EU Commission proposed a framework for a European Digital Identity (EUid) which will be available to...
International and European news
On 3 June 2021, the EU Commission proposed a framework for a European Digital Identity (EUid) which will be available to all EU citizens, residents, and businesses in the EU.
Proposal for a EU Digital Identity Regulation